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OSC INVESTOR WARNINGS AND ALERTS FOR APRIL 2-22, 2024

The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or advise in securities in Ontario: The Traders Domain aka Traders Domain ...

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FCA
FCA CONFIRMS ANTI-GREENWASHING GUIDANCE AND PROPOSES EXTENDING SUSTAINABILITY FRAMEWORK
April 24, 2024

Ahead of the anti-greenwashing rule coming into force on 31 May, the FCA is supporting industry with guidance to help them meet t...

FCA
INDIVIDUAL CHARGED WITH INVESTMENT FRAUD OVER UNAUTHORISED MULTIMILLION POUND "KUBE TRADING" SCHEME
April 24, 2024

The Financial Conduct Authority (FCA) has launched criminal proceedings against Lee Steven Maggs of Sittingbourne, Kent, for 2 co...

FCA
FCA LOOKS FOR MEMBERS FOR ITS ADVISORY COMMITTEE ON SECONDARY MARKETS
April 23, 2024

The Financial Conduct Authority (FCA) is looking for expressions of interest from market participants to join its advisory commit...

Investment Executive
COURT CERTIFIES CRYPTO CLASS ACTION AGAINST BINANCE
April 23, 2024

Ontario’s Superior Court of Justice has certified a class action against crypto trading platform Binance Holdings Ltd. The action...

CIRO
CIRO MEMBER RESIGNATION - HSBC INVESTMENT FUNDS (CANADA) INC. (HIFC)
April 22, 2024

HSBC Investment Funds (Canada) Inc. (HIFC) has resigned from membership from the Canadian Investment Regulatory Organization. The...

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