The Ombudsman for Banking Services and Investments (OBSI) is now seeking input from stakeholders and the public in relation to th...
CN Editor
September 27, 2024
SEC CHARGES MERRILL LYNCH AND HARVEST VOLATILITY MANAGEMENT FOR IGNORING CLIENT INSTRUCTIONS
OBSI LAUNCHES NEW WEBSITE
CANADIAN SECURITIES REGULATORS PROPOSE AMENDMENTS TO MANDATORY CENTRAL COUNTERPARTY CLEARING OF DERIVATIVES
CANADIAN SECURITIES ADMINISTRATORS PROPOSE AMENDMENTS TO MODERNIZE CONTINUOUS DISCLOSURE REGIME FOR INVESTMENT FUNDS
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RONALD JAMES AITKENS SENTENCED TO FOUR YEARS IN JAIL FOR FRAUD AND MISLEADING STATEMENTS
PMAC SUMMARY ON OSC NOTICE 33-756 – SUMMARY REPORT FOR DEALERS, ADVISERS AND INVESTMENT FUND MANAGERS 2023-2024
B.C. - BASED CRYPTO TRADING PLATFORM DEFRAUDED CUSTOMERS OF $13 MILLION
SUPREME COURT CURBS REGULATORS’ ENFORCEMENT POWER