Updates to the Guidance Note are being made as part of the UMIR Guidance Update Project. This project is to make non-material cha...
CN Editor
November 06, 2025
CIRO MEMBER CHANGE OF CONTROL - FORGE FIRST ASSET MANAGEMENT INC.
CFFIM: "PAUSE AND RESET" ON AMF"S AI GUIDANCE
CIRO ALLEGES UNAUTHORIZED TRANSACTIONS AND FAILURE TO COOPERATE BY FORMER BMO INVESTMENTS REP FROM EDMONTON, AB
SIMA ADVOCATES FOR FAIR FEES IN RESPONSE TO CIRO PROPOSAL
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP