The Regulatory Division of Bourse de Montréal Inc. (the “Division”) is publishing its compliance priorities and initiatives for 2...
CN Editor
January 12, 2026
UBS SANCTIONED IN SETTLEMENT WITH TMX
REGULATORY DIVISION POLICY PRIORITIES 2026
MX PROPOSES CHANGES TO ENFORCEMENT
MX FINDS BMO NESBITT BURNS ENGAGED IN FRONT RUNNING
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2026 COMPLIANCE PRIORITIES AND REGULATORY DIVISION INITIATIVES
THE BANKER, THE BROTHERS, THE FRIENDS AND THEIR FRAUDS
DRAMATIC INCREASE IN FINTRAC FINES COMING, BUT THEIR EFFECTIVENESS IS LESS CLEAR
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM ONTARIO