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CIRO SANCTIONS FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON

CIRO sanctioned George Alexander Abisaleh (Abisaleh), a former Registered Representative with TD Investment Services Inc. from Toronto, Ontario. CIRO found that Abisaleh misappropriated or otherwise ...

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OSC
CSA PUBLISHES UPDATED CYBERSECURITY FINDINGS AND GUIDANCE FOR REGISTERED FIRMS
July 16, 2026

The Canadian Securities Administrators (CSA) published CSA Staff Notice 33-322 - Review of Registered Firms’ Cybersecurity Practi...

OSC
IAN MCSEVNEY PLEADS GUILTY IN $5.3 MILLION INVESTMENT SCHEME
July 16, 2026

The Ontario Securities Commission (OSC) announces that Mr. Ian Ross McSevney, formerly of Ancaster, Ontario, has pleaded guilty t...

Fintrac
FINTRAC ADVISORY: FINANCIAL TRANSACTIONS RELATED TO COUNTRIES IDENTIFIED BY THE FINANCIAL ACTION TASK FORCE
July 16, 2026

On June 19, 2026, the FATF issued a statement on high-risk jurisdictions subject to a call for action as well as a statement on h...

Investment Executive
RBC SETTLES TRAILER FEE CLASS ACTION
July 16, 2026

A third bank-owned fund company, RBC Global Asset Management Inc., is proposing to settle an investor class action over the payme...

Investment Executive
ONTARIO COMMITTED TO JOINING CSA PASSPORT SYSTEM: CHAMPAGNE
July 16, 2026

Ontario will join the Canadian Securities Administrators’ (CSA) passport system — an integral and long-awaited step in harmonizin...

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