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"FOOL"S GOLD": CRYPTO TOKENS BACKED BY PURPORTED MINERAL DEPOSITS

The BC Securities Commission (BCSC) is warning investors about crypto tokens that are supposedly backed by the presence of minerals, such as gold, for which there are no plans to mine physically. Iss...

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ASC
JSOT CHARGES CHARLES IGGULDEN AND PETER IGGULDEN UNDER THE SECURITIES ACT
November 03, 2026

The Alberta Securities Commission (ASC) and the RCMP Federal Policing Northwest Region’s Integrated Market Enforcement Team (IMET...

CFFIM
REGULATING APPEARANCES, NOT REALITIES
November 03, 2026

On October 31, 2026, The Canadian Forum for Financial Markets (CFFiM)/Forum Canadien des Marchés Financiers (FCMFi) recommende...

Investment Executive
ADVISOR"S USE OF RISKY ETFS BREACHED DUTIES
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A U.S. investment advisor allegedly breached his fiduciary duties to clients by buying and holding risky, short-term leveraged an...

Investment Executive
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Investment Executive
ADVISORY FIRM BREACHED FIDUCIARY DUTIES: SEC
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A U.S. advisory firm that allegedly failed to disclose certain conflicts of interest, and included language in advisory agreement...

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