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CIRO LAUNCHES DISGORGEMENT DISTRIBUTION PROGRAM TO RETURN FUNDS TO HARMED INVESTORS

The Canadian Investment Regulatory Organization (CIRO) announced the upcoming launch of its Disgorgement Distribution Program. The Program builds on CIRO’s existing ability to seek disgorgement order...

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CIRO
CIRO"S INNOVATESAFE TEST INVOLVING INVENTORY POSITIONS OF STABLECOINS
March 20, 2026

The Canadian Investment Regulatory Organization (CIRO) has approved three applications under InnovateSafe, CIRO’s regulatory sand...

CIRO
DISGORGEMENT - AMENDMENTS TO THE MUTUAL FUND DEALER RULES
March 20, 2026

The Canadian Investment Regulatory Organization (CIRO) is amending section 7.4.1 of the Mutual Fund Dealer (MFD) Rules to specifi...

CSA
CANADIAN SECURITIES REGULATORS ANNOUNCE ADOPTION OF SEMI-ANNUAL FINANCIAL REPORTING PILOT
March 20, 2026

The Canadian Securities Administrators (CSA) announced the adoption of a pilot project to allow eligible venture issuers to volun...

OSC
OSC WARNS INVESTORS ABOUT RISING FAKE REGISTRATION SCHEMES
March 20, 2026

The Ontario Securities Commission (OSC) is warning the public about fraudsters who use fake regulators or impersonate actual regu...

BCSC
BCSC WINS ANOTHER LEGAL VICTORY IN EFFORT TO COLLECT FINANCIAL SANCTIONS FROM FRAUDSTER
March 20, 2026

The BC Court of Appeal has upheld a BC Supreme Court decision that ordered a man to forfeit annual payments from two of his regis...

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