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OSC LAUNCHES NEW STRATEGIC PLAN FOR AN AGILE, RESPONSIVE AND PROACTIVE REGULATOR

The Ontario Securities Commission (OSC) released its new strategic plan, setting out how the OSC will approach its work over the next six years to achieve the best outcomes for Ontario investors and ...

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Fintrac
STATEMENT ON FINTRAC"S USE OF ARTIFICIAL INTELLIGENCE
May 06, 2024

As FINTRAC"s Director and CEO has stated publicly, the Centre has embarked on a significant modernization initiative to ensure th...

SEC
SEC CHARGES AUDIT FIRM BF BORGERS AND ITS OWNER WITH MASSIVE FRAUD AFFECTING MORE THAN 1,500 SEC FILINGS
May 06, 2024

The Securities and Exchange Commission charged audit firm BF Borgers CPA PC and its owner, Benjamin F. Borgers (together, “Respon...

CFTC
CFTC TECHNOLOGY ADVISORY COMMITTEE ADVANCES REPORT AND RECOMMENDATIONS TO THE CFTC ON RESPONSIBLE ARTIFICIAL INTELLIGENCE IN FINANCIAL MARKETS
May 06, 2024

The Commodity Futures Trading Commission’s Technology Advisory Committee (TAC), sponsored by Commissioner Christy Goldsmith Romer...

Investment Executive
MISLEADING DISCLOSURE WASN"T MATERIAL, BCSC PANEL FINDS
May 06, 2024

While a Vancouver company issued a news release that may have misled investors, the misleading information wasn’t necessarily mat...

Investment Executive
TD PENALTIES EXPECTED TO BE HIGHER ON ALLEGED MONEY LAUNDERING LINK: ANALYST
May 06, 2024

TD Bank Group could be hit with more severe penalties than previously expected, says a banking analyst after a report that the in...

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