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CANADA"S JOINT FORUM OF FINANCIAL MARKET REGULATORS DISCUSS RETIREE"S FINANCIAL SECURITY AT ANNUAL MEETING IN MONTREAL

The Joint Forum of Financial Market Regulators has concluded its Annual Meeting held this year in Montreal, Quebec on April 15th. The Joint Forum brings together members of the Canadian Council of In...

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FCA
FCA ANNOUNCES SECOND COHORT FOR AI LIVE TESTING
April 22, 2026

Eight new firms, including Barclays, Experian, Lloyds Banking Group (Scottish Widows), and UBS, have been chosen by the FCA to li...

Investment Executive
ASIC ISSUES ROADMAP TO CRYPTO REGIME
April 22, 2026

With a new regulatory framework for the crypto sector due to take effect a year from now, the Australian Securities and Investmen...

Investment Executive
REVIEW OF "DATA ECOSYSTEM," INCLUDING RETENTION, IN THE WORKS: KRIEGLER
April 22, 2026

The CEO of the Canadian Investment Regulatory Organization (CIRO) says the industry’s “data ecosystem,” including data retention,...

OSC
AMF QUEBEC, OSC AND AMF FRANCE ENTER INTO AN AGREEMENT TO SUPPORT CROSS-LISTING OF SECURITIES IN CANADA AND FRANCE
April 21, 2026

The Autorité des marchés financiers in Québec (AMF Québec), the Ontario Securities Commission (OSC) and the Autorité des Marchés ...

SEC
SEC AND CFTC JOINTLY PROPOSE AMENDMENTS TO REDUCE PRIVATE FUND REPORTING BURDENS
April 21, 2026

The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) jointly proposed amendments to r...