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REGISTRATION RECORD REQUESTS FOR INDIVIDUALS

Approved Persons associated with CIRO Dealer Members, or former Approved Persons, may request their own registration record. This may be done by submitting a Registration Record Request Form to Regis...

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CIRO
CIRO REGISTRATION - THE FIT AND PROPER TEST FOR APPROVED PERSONS
June 25, 2026

This Guidance provides an explanation of: Registration Staff’s approach when reviewing an application for approval and in particu...

BCSC
BC NOTICE 2026/06 - CONSULTATION ON PROPOSED FEE CHANGES
June 25, 2026

The British Columbia Securities Commission (BCSC) is consulting on proposed fee changes. The BCSC proposes to increase some exist...

FCA
COMMODITY TRADERS OFFER £1M TO CRISIS FUND AFTER FCA COMPETITION PROBE
June 25, 2026

Following an investigation, the FCA is concerned 11 traders may have hindered competition in commodity futures markets and infrin...

Investment Executive
THE CRYPTO SECTOR"S QUANTUM THREAT
June 25, 2026

The crypto sector is particularly exposed to the cybersecurity threat posed by the rise of quantum computing, says Moody’s Rating...

Investment Executive
INSIDER TRADING USED INFO FROM EX"S LAPTOP
June 25, 2026

A former pro soccer player allegedly stole confidential information about pending corporate announcements from his then-girlfrien...

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