search

AMF QUEBEC, OSC AND AMF FRANCE ENTER INTO AN AGREEMENT TO SUPPORT CROSS-LISTING OF SECURITIES IN CANADA AND FRANCE

The Autorité des marchés financiers in Québec (AMF Québec), the Ontario Securities Commission (OSC) and the Autorité des Marchés Financiers in France (AMF France) entered into an agreement intended t...

Continue reading...

SEC
SEC AND CFTC JOINTLY PROPOSE AMENDMENTS TO REDUCE PRIVATE FUND REPORTING BURDENS
April 21, 2026

The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) jointly proposed amendments to r...

Investment Executive
NYSE SEEKS APPROVAL FOR TOKENIZED TRADING
April 21, 2026

The New York Stock Exchange (NYSE) is proposing rule changes to allow it to trade tokenized securities. In a notice published by ...

CIRO
CIRO ALLEGES GATEKEEPER FAILURE BY FORMER BMO NESBITT BURNS REP FROM MONTREAL, QC
April 20, 2026

CIRO has scheduled a hearing pursuant to the Investment Dealer and Partially Consolidated Rules in the matter of Milan Sharma (Sh...

Investment Executive
SEC SET TO CANCEL ADVISORY FIRMS" REGISTRATIONS
April 20, 2026

A collection of firms that are taking advantage of an exemption for online advisors are facing the cancellation of their registra...

CIRO
RULE AMENDMENTS - REQUEST FOR COMMENTS - PROPOSAL TO HARMONIZE CIRO CONTINUING EDUCATION PROGRAMS - PHASE 2
April 17, 2026

The Canadian Investment Regulatory Organization (CIRO) is publishing for a 90 day comment period the second phase of proposals to...

More from the news archive ⇨