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CIRO NOTICE OF INTENTION TO RESIGN - SECURITY FINANCIAL SERVICES & INVESTMENT CORP.

The Canadian Investment Regulatory Organization has been informed Security Financial Services & Investment Corp. intends to resign its membership. The resignation process has been initiated and Membe...

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OSC
OSC HIGHLIGHTS THE IMPORTANCE OF GOVERNANCE AND OVERSIGHT IN AI ADOPTION
November 13, 2026

The Ontario Securities Commission (OSC) published Staff Notice 33-763 Focused Compliance Examination of Artificial Intelligence S...

OSC
NOTICE OF COMMISSION APPROVAL OF OSC RULE 96-934 EXTENSION TO COORDINATED BLANKET ORDER 96-933 RE TEMPORARY EXEMPTIONS FROM DERIVATIVES DATA REPORTING REQUIREMENTS RELATING TO THE UNIQUE PRODUCT IDENTIFIER FOR COMMODITY DERIVATIVES
November 13, 2026

On October 26, 2026, the Ontario Securities Commission (OSC or we) proposed a rule extension under the Securities Act (Ontario) f...

Investment Executive
LAW FIRM EMPLOYEE ACCUSED OF INSIDER TRADING
November 13, 2026

A long-standing employee at a “white shoe” law firm in New York has been charged with insider trading that allegedly relied on hi...

Investment Executive
TSX PROPOSES EXTENDED HOURS FOR ALPHA
November 13, 2026

Despite some uncertainty about the demand for extended-hours trading, the TSX is proposing to go ahead with an expanded trading s...

Investment Executive
TECH EXEC ADMITS INSIDER TRADING
November 13, 2026

A former finance director at The Trade Desk (TTD), a digital advertising company firm, has admitted to insider trading, pleading ...

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