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CIRO ALLEGES PERSONAL FINANCIAL DEALINGS BY FORMER INVESTIA FINANCIAL SERVICES REP FROM PICKERING, ON

CIRO has scheduled a disciplinary hearing for Vishnu Jaime Gangadin (Gangadin), a former Registered Dealer with Investia Financial Services Inc. from Pickering, Ontario. CIRO alleges Gangadin engaged...

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SEC
SEC PROPOSES EXECUTIVE AND DIRECTOR COMPENSATION DISCLOSURE REFORMS
November 16, 2026

The Securities and Exchange Commission proposed rule amendments to make its executive and director compensation disclosure requir...

PMAC
PMAC RESPONSE - CSA CONSULTATION PAPER 51-406 MODERNIZING THE REGULATION OF PUBLIC COMPANIES
November 16, 2026

PMAC responded to CSA Consultation Paper 51-406, Modernizing the Regulation of Public Companies, focusing on the potential expans...

IOSCO
IOSCO SUPTECH SPRINT REGARDING THE SUPERVISION OF DIGITAL ASSET MARKETS
November 16, 2026

IOSCO"s SupTech Forum initiative marked a significant milestone with the presentation of the results of its first SupTech Sprint ...

Investment Executive
SUPREME COURT TO RULE ON LEAVE IN BCSC CASE
November 16, 2026

For more than 10 years, the British Columbia Securities Commission (BCSC) has been trying to collect on a $36.7-million enforceme...

CIRO
CIRO NOTICE OF INTENTION TO RESIGN - SECURITY FINANCIAL SERVICES & INVESTMENT CORP.
November 13, 2026

The Canadian Investment Regulatory Organization has been informed Security Financial Services & Investment Corp. intends to resig...

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