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CIRO MEMBER CHANGE OF CONTROL: CUMBERLAND PARTNERS LIMITED

The Canadian Investment Regulatory Organization have approved a change of control whereby Harbourfront Wealth Holdings Inc., the parent of Harbourfront Wealth Management Inc. will acquire all of the ...

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CIRO
CIRO MEMBER CHANGE OF CONTROL: LAURENTIAN BANK OF CANADA
August 31, 2026

The Canadian Investment Regulatory Organization have approved a change of control whereby Fairstone Bank of Canada will acquire a...

CIRO
ANNUAL AND SPEACIAL MEETING OF CIRO MEMBERS
August 31, 2026

Notice of CIRO’s 2026 Annual and Special Meeting (Meeting) was sent to all CIRO members via mail and email on August 27, 2026. Fo...

CIRO
CIRO SANCTIONS FORMER DESJARDINS FINANCIAL SECURITY INVESTMENTS REP FROM TORONTO, ON
August 28, 2026

CIRO sanctioned Neilay Modi (Modi), a former dealing representative with Desjardins Financial Security Investments Inc. from Toro...

CIRO
JOINT CANADIAN SECURITIES ADMINISTRATORS AND CANADIAN INVESTMENT REGULATORY ORGANIZATION STAFF NOTICE 91-307 GUIDANCE RELATED TO EVENT CONTRACTS: COMPLIANCE WITH REGULATORY REQUIREMENTS
August 28, 2026

Staff of the Canadian Securities Administrators (the CSA) and staff of the Canadian Investment Regulatory Organization (CIRO) (to...

CIRO
CIRO ALLEGES MISAPPROPRIATION BY QUADRUS INVESTMENT SERVICES REP FROM TORONTO, ON
August 28, 2026

CIRO has scheduled a disciplinary hearing for Michael Jordan MacDonnell (MacDonnell), a former Registered Dealing Representative ...

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