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CSA AND CIRO PROVIDE GUIDANCE FOR FINFLUENCERS AND FIRMS ON HOW TO WORK WITH THEM AND PROTECT INVESTORS

The Canadian Securities Administrators (CSA) and Canadian Investment Regulatory Organization (CIRO) have released new guidance for financial content creators or influencers, known as “finfluencers.” ...

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CIRO
CANADIAN SECURITIES REGULATORS" NEW CAPABILITY DISARMS MORE THAN 3,900 FRAUDULENT INVESTMENT WEBSITES
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The Canadian Securities Administrators (CSA) in collaboration with the Canadian Investment Regulatory Organization (CIRO) announc...

Fintrac
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON JUBA EXPRESS INC.
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FINTRAC announced that it has imposed an administrative monetary penalty on Juba Express Inc. Following a compliance examination,...

CFFIM
CFFIM: REFINING THE SECURITIES BARE TRUST EXEMPTION
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The Department of Finance Canada has accepted the recommendation to exempt securities dealers and custodians from the bare trust ...

Investment Executive
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CIRO
CSA AND CIRO PROVIDE FINDINGS AND GUIDANCE FROM LATEST PHASE OF CLIENT FOCUSED REFORMS REVIEWS
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The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) have published their find...