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HOUSEKEEPING AMENDMENTS TO THE GENERAL NOTES AND DEFINITIONS TO MFDR FORM 1 AND IDPC FORM 1 RELATED TO DERECOGNITION OF FINANCIAL LIABILITIES

The Canadian Investment Regulatory Organization (CIRO) is amending the general notes and definitions in both the Mutual Fund Dealer Rules (MFDR) Form 1 and the Investment Dealer and Partially Consoli...

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CSA
CSA ANNOUNCES ADOPTION OF FINAL AMENDMENTS TO TRADING FEE CAPS CHARGED BY MARKETPLACES
April 24, 2026

The Canadian Securities Administrators (CSA) announced the adoption of final amendments to National Instrument 23-101 Trading Rul...

Fintrac
FINTRAC PUBLISHES MONEY LAUNDERING INDICATORS RELATED TO EXTORTION
April 24, 2026

FINTRAC published a new Special Bulletin on money laundering associated with extortion directed at Canada’s South Asian diaspora ...

CIRO
CIRO SANCTIONS PFSL INVESTMENTS CANADA LTD. FOR SUPERVISORY FAILURES
April 23, 2026

CIRO sanctioned PFSL Investments Canada Ltd for supervisory failures in relation to redemptions processed in the accounts of a cl...

CIRO
CIRO ALLEGES PERSONAL FINANCIAL DEALINGS BY FORMER QUADRUS INVESTMENT SERVICES REP FROM TORONTO, ON
April 23, 2026

CIRO has scheduled a disciplinary hearing for Alain Georges Cogan (Cogan), a former Registered Dealing Representative with Quadru...

OSC
SEJEAN REID AND WHITNEY CHARLES CHARGED WITH FRAUD AND MONEY LAUNDERING
April 23, 2026

The Ontario Securities Commission (OSC) announces that Mr. Sejean Reid and Ms. Whitney Charles of Oakville, Ontario have each bee...

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