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OSC SETTLE THREE CASES INVOLVING BREACHES OF DIRECTOR AND OFFICER BANS

The Ontario Securities Commission (OSC) announced settlements with three individuals who failed to comply with director and officer bans imposed by the Capital Markets Tribunal, reinforcing the OSC’s...

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OSC
OSC SEEKS APPLICATIONS FOR INVESTOR ADVISORY PANEL
April 30, 2026

The Ontario Securities Commission (OSC) is inviting applications for membership on its independent Investor Advisory Panel (IAP o...

Investment Executive
CFTC ASSERTS OVESIGHT OF PREDICTION MARKETS
April 30, 2026

In a series of legal filings, the U.S. Commodity Futures Trading Commission (CFTC) is seeking to assert its jurisdiction over pre...

Investment Executive
CORIENT PLANS EXPANSION INTO CANADA
April 30, 2026

Corient, a U.S.-based subsidiary of CI Financial, is planning to launch in Canada in June, subject to regulatory approvals. With ...

CFR
NEW WEBCAST: HIGHLIGHTS OF CIRO"S 2026 COMPLIANCE REPORT
April 29, 2026

CIRO’s Compliance Report for 2026: Helping Dealers with Compliance explores the key issues and challenges that CIRO-regulated dea...

CSA
CSA PUBLISHES OVERSIGHT REVIEW REPORT OF THE CANADIAN INVESTOR PROTECTION FUND
April 29, 2026

The Canadian Securities Administrators (CSA) published the Oversight Review Report of the Canadian Investor Protection Fund (CIPF...

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