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CRYPTO CLASS ACTION SETTLEMENT COMPLETE

A Quebec court ruled that Wealthsimple has fulfilled its commitment under a settlement of a proposed class action suit on behalf of crypto investors, wrapping up the case. A proposed class action on ...

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Investment Executive
THE PROPOSED ONTARIO LONG-TERM ASSET FUND PUTS INVESTORS AT RISK
March 10, 2026

The Ontario Securities Commission (OSC) wants to open private markets to retail investors. Its proposed Ontario Long-Term Asset F...

FinCEN
FINCEN ASSESSES HISTORIC $80 MILLION PENALTY AGAINST CANACCORD GENUITY LLC FOR SECURITIES FRAUD - RELATED BANK SECRECY ACT VIOLATIONS
March 09, 2026

The Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) assessed an $80,000,000 civil money penalty agains...

Investment Executive
EX-CFO SENTENCED IN CRYPTO FRAUD
March 09, 2026

A former finance executive for a tech startup that lost US$35 million of the company’s capital on crypto investments has been sen...

Investment Executive
NYSE SANCTIONED OVER MARKET OUTAGE
March 09, 2026

The New York Stock Exchange LLC (NYSE) is paying US$9 million in a settlement with the U.S. Securities and Exchange Commission (S...

Investment Executive
PRIVATE EQUITY EXEC PLEADS GUILTY IN PRE-IPO FRAUD
March 09, 2026

A former private equity executive has pled guilty to fraud for misappropriating more than US$10 million from investors in his fir...

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