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CSA INVITES STAKEHOLDERS TO PARTICIPATE IN TOKENIZATION INITIATIVE

The Canadian Securities Administrators (CSA) has launched an initiative to examine the potential for tokenized financial products in the capital markets and is inviting interested parties to the upco...

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FINRA
FINRA LAUNCHES FINANCIAL INTELLIGENCE FUSION CENTER TO COMBAT CYBERSECURITY AND FRAUD THREATS
April 01, 2026

FINRA announced the launch of the Financial Intelligence Fusion Center (FIFC), a secure portal for FINRA and its member firms to ...

Investment Executive
MAN CHARGED IN HACK THAT KILLED CRYPTO PLATFORM
April 01, 2026

An alleged hacker has been charged with fraud and money laundering for allegedly exploiting flaws in so-called “smart contracts” ...

Investment Executive
SECOND BROKER CHARGED IN INSIDER TRADING SCHEME
April 01, 2026

Another former broker has been charged with insider trading based on information that was allegedly misappropriated from the lapt...

Investment Executive
SEC WRAPS CASE AGAINST FUND PONZI SCHEMER
April 01, 2026

The U.S. Securities and Exchange Commission (SEC) has secured a final judgment against the operator of a Ponzi scheme, who’s curr...

OSC
OSC ALLEGES AUDITING FAILURES BY KPMG IN CONNECTION WITH FOUR BRIDGING FINANCE INC. FUNDS
April 01, 2026

The Ontario Securities Commission (OSC) filed an Application for Enforcement Proceeding against KPMG LLP, for audit failures rela...

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