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CIRO"S 2027 ANNUAL PRIORITIES

This bulletin presents the Annual Priorities of the Canadian Investment Regulatory Organization (CIRO) for the 2027 fiscal year (April 1, 2026 to March 31, 2027). Annual Priorities provide members, i...

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CIRO
CIRO NOTICE OF INTENTION TO RESIGN - DESJARDINS FINANCIAL SECURITY INVESTMENTS INC.
April 08, 2026

The Canadian Investment Regulatory Organization has been informed Desjardins Financial Security Investments Inc. intends to resig...

OSC
OSC INVESTOR WARNINGS AND ALERTS FOR MARCH 17 - APRIL 7, 2026
April 08, 2026

The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or a...

SEC
SEC ANNOUNCES ENFORCEMENT RESULTS FOR FISCAL YEAR 2025
April 08, 2026

The Securities and Exchange Commission announced enforcement results for the fiscal year that ended on September 30, 2025. Centra...

FinCEN
FINCEN PROPOSES RULE TO FUNDAMENTALLY REFORM FINANCIAL INSTITUTION PROGRAMS DESIGNED TO FIGHT ILLICIT FINANCE
April 08, 2026

The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) issued a proposed rule intended to fundamenta...

Investment Executive
U.S. ADVISOR PLEADS GUILTY IN US$160-MILLION FRAUD
April 08, 2026

The former head of a New York-based advisory firm A.G. Morgan Financial Advisors, LLC, has pleaded guilty to charges in connectio...

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