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SIMA RESPONDS TO FINAL PHASE OF CIRO"S RULE-CONSOLIDATION PROJECT

The Securities and Investment Management Association (SIMA) submitted comments on the final phase of CIRO’s rule-consolidation project. The initiative aims to harmonize the separate rules that curren...

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Investment Executive
FINRA SEEKS REFORMS TO MODERNIZE, EASE COSTS
June 15, 2026

After getting approval from its board, the Financial Industry Regulatory Authority Inc. (FINRA) is moving ahead with several refo...

Investment Executive
APPEALS COURT UPHOLDS FTX CO-FOUNDER SAM BANKMAN-FRIED"S FRAUD CONVICTION
June 15, 2026

A federal appeals court has upheld the conviction of cryptocurrency entrepreneur and FTX co-founder Sam Bankman-Fried, finding th...

CIRO
CYBERSECURITY ALERT - FRONTIER ARTIFICIAL INTELLIGENCE MODELS
June 12, 2026

Recent advances in frontier artificial intelligence (AI) models have demonstrated increasingly sophisticated capabilities in soft...

CIRO
CIRO SANCTIONS FORMER PFSL INVESTMENTS CANADA REP FROM WOODBRIDGE, ON
June 12, 2026

CIRO sanctioned Josephine Sudario (Sudario), a former Registered Representative with PFSL Investments Canada Ltd. from Woodbridge...

CSA
CANADIAN SECURITIES REGULATORS PUBLISH FINAL AMENDMENTS TO THE PRINCIPAL DISTRIBUTOR MODEL
June 12, 2026

The Canadian Securities Administrators (CSA) announced the publication of final amendments to the principal distributor model in ...

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