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2026 CYBERSECURITY TABLE-TOP EXERCISE - SAVE THE DATE

CIRO will host the 2026 cybersecurity table-top exercise for members on September 30 (in Toronto) and October 7 (in Calgary). The goal of the exercise is to strengthen cybersecurity resilience throug...

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FCA
FCA SECURES CONFISCATION ORDER AGAINST PONZI SCHEME FRAUDSTER
June 09, 2026

The FCA has secured a confiscation order of £452,286.80 against convicted fraudster Daniel Pugh. Mr Pugh, 36, is serving a 7 year...

IOSCO
IOSCO PUBLISHES RECOMMENDATIONS FOR SECONDARY MARKET DISCLOSURE
June 09, 2026

The International Organization of Securities Commissions (IOSCO) published its Final Report on Recommendations for Secondary Mark...

Investment Executive
U.S. ANALYST CHARGED WITH INSIDER TRADING
June 09, 2026

A former analyst at a New York-based asset manager is facing insider trading charges involving 12 health care companies based on ...

Investment Executive
FITCH LEARNING TAKES MAJORITY STAKE IN AI-TRAINING STARTUP BASED IN SPAIN
June 08, 2026

Fitch Learning and HearstLab have taken a majority stake in an AI-training startup — an investment that’s set to transform the of...

Investment Executive
FUNDCO PAYS US$100M IN CHERRY-PICKING CASE
June 08, 2026

Fund management firm Western Asset Management Company, LLC, agreed to pay US$100 million in a settlement with the U.S. Securities...

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