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UPDATED GUIDANCE ON TRADING HALT PROCEDURES FOR CDRS AND SINGLE-STOCK ETFS

The Canadian Investment Regulatory Organization (CIRO) is publishing updated guidance on our approach to halting trading in certain Canadian Depositary Receipts (CDRs) and single-stock Exempt Exchang...

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CIRO
RETAIL CLIENT DATA SUBMISSION PROJECT - UPDATE
October 22, 2025

As an update to Bulletin 25-0111 published in April 2025, while CIRO initially intend to work on the Retail Client Data Submissio...

CSA
CSA CLARIFIES REQUIREMENTS FOR DELIVERING PROXY-RELATED MATERIALS DURING CANADA POST LABOUR DISPUTE
October 22, 2025

The Canadian Securities Administrators (CSA) is clarifying requirements for delivering proxy-related materials for shareholder me...

OSC
OSC INVESTOR WARNINGS AND ALERTS FOR SEPTEMBER 30 - OCTOBER 21, 2025
October 22, 2025

The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or a...

Investment Executive
WELLINGTON-ALTUS SELLS 25% STAKE TO KELSO & CO.
October 22, 2025

Wellington-Altus shareholders have voted in support of a deal to sell a 25% interest in the firm to U.S.-based private equity sho...

CIRO
CIRO ALLEGES MISAPPROPRIATION AND PERSONAL FINANCIAL DEALINGS BY FORMER PFSL INVESTMENTS CANADA REP FROM EDMONTON, AB
October 22, 2025

CIRO alleged that Lou Albert Cruz Soco, a former Registered Representative with PFSL Investments Canada Ltd, from Edmonton, Alber...

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