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CIRO NEW MEMBER - ASSETPLUS CAPITAL INC.

AssetPlus Capital Inc. is admitted to membership in the Canadian Investment Regulatory Organization, as a Mutual Fund dealer, effective November 19, 2025. The head office is located at 155-10551 She...

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CIRO
AMENDMENTS RESPECTING CONTINGENT DERIVATIVE ORDERS
November 21, 2025

On October 17, 2025, the Canadian Securities Administrators (CSA) approved amendments to the Universal Market Integrity Rules (UM...

OSC
OSC STAFF NOTICE 81-740 UPDATE ON LONG-TERM ASSET FUND PROJECT
November 21, 2025

This staff notice summarizes key themes and addresses questions received from industry stakeholders since the publication of OSC ...

Fintrac
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON 9321-0599 QUEBEC INC.
November 21, 2025

FINTRAC announced that it has imposed an administrative monetary penalty on 9321-0599 Québec Inc., also operating as Les Immeuble...

Fintrac
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON 1135233 B.C. LTD
November 21, 2025

FINTRAC announced that it has imposed an administrative monetary penalty on 1135233 B.C. Ltd., also operating as LeHomes Realty P...

Fintrac
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY PACESETTER MARKETING LTD.
November 21, 2025

FINTRAC announced that it has imposed an administrative monetary penalty on Pacesetter Marketing Ltd. Following a compliance exam...

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