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CIRO MEMBER NAME CHANGE: ATB CAPITAL MARKETS CORP.

The Canadian Investment Regulatory Organization has been informed that Cormark Securities Inc. has changed its name to: ATB Capital Markets Corp. The change is effective February 2, 2026.

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CIRO
CIRO INNOVATESAFE: APPLICATION GUIDANCE FOR FIRMS
February 12, 2026

This Notice provides information and guidance to firms seeking to participate in InnovateSafe, the Canadian Investment Regulatory...

OSC
OSC ANNOUNCES NEW APPOINTMENTS TO BOARD OF DIRECTORS
February 12, 2026

The Ontario Securities Commission (OSC) announced the appointments of Jeff Allsop, Rick Byers, Deborah Starkman, and Georgia Wood...

Investment Executive
FINRA TO ALLOW BROKERS TO USE RETURN TARGETS
February 12, 2026

Brokers would be able to provide investors with performance projections under a rule change being proposed by the U.S. Financial ...

Investment Executive
LIMITATION PERIOD UNFORGIVING FOR FRAUD VICTIM
February 12, 2026

An Alberta man who was allegedly defrauded by a former business partner — but didn’t discover the fraud until a Canada Revenue Ag...

Investment Executive
EX-CEO GETS JAIL IN CRYPTO FRAUD SCHEME
February 12, 2026

The former CEO of a crypto company that defrauded investors has been sentenced to more than eight years in prison in New York. Fo...