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UPDATE: OBSI 2026 EXTERNAL REVIEW PUBLIC CONSULTATION

As previously announced, CRKhoury (CRK) is currently leading an independent review of OBSI’s banking and securities mandates and our overall operations and practices. CRK have established a Review we...

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NASAA
NASAA LAUNCHES COMPREHENSIVE ONLINE IAR CONTINUING EDUCATION COURSE CATALOG TO STREAMLINE COMPLIANCE AND PROFESSIONAL DEVELOPMENT
March 11, 2026

The North American Securities Administrators Association (NASAA) announced the launch of a comprehensive public course catalog fo...

Investment Executive
JULIE GALLAGHER NAMED NEW RICHARDSON WEALTH CEO
March 11, 2026

Julie Gallagher has been named the next president and CEO of Richardson Wealth, taking the reins from Dave Kelly, outgoing presid...

Investment Executive
CRYPTO CLASS ACTION SETTLEMENT COMPLETE
March 10, 2026

A Quebec court ruled that Wealthsimple has fulfilled its commitment under a settlement of a proposed class action suit on behalf ...

Investment Executive
THE PROPOSED ONTARIO LONG-TERM ASSET FUND PUTS INVESTORS AT RISK
March 10, 2026

The Ontario Securities Commission (OSC) wants to open private markets to retail investors. Its proposed Ontario Long-Term Asset F...

FinCEN
FINCEN ASSESSES HISTORIC $80 MILLION PENALTY AGAINST CANACCORD GENUITY LLC FOR SECURITIES FRAUD - RELATED BANK SECRECY ACT VIOLATIONS
March 09, 2026

The Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) assessed an $80,000,000 civil money penalty agains...

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