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SEC OFFICE OF MUNICIPAL SECURITIES UPDATES FAQS FOR REGISTRATION OF MUNICIPAL ADVISORS

The Securities and Exchange Commission’s Office of Municipal Securities announced it has updated its Registration of Municipal Advisors FAQs webpage to offer more clarity on municipal advisor registr...

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Investment Executive
EXCHANGE AIMS TO RIVAL PREDICTION MARKETS
July 13, 2026

The Cboe Exchange, Inc. is proposing to list binary options on a series of performance indicators at various major U.S. companies...

CIRO
CIRO PROPOSES RULE AMENDMENTS TO HARMONIZE ADVISOR COMPENSATION
July 10, 2026

The Canadian Investment Regulatory Organization (CIRO) published proposed rule amendments for comment that will harmonize advisor...

CSA
CSA MARKET UPDATE
July 10, 2026

The Canadian Securities Administrators (CSA), which has oversight of the Canadian Investment Regulatory Organization (CIRO), is i...

ASC
ASC SANCTIONS GLENN HUNTER, KYLE WATTERS, HW & ASSOCIATES INC. AND HW TRADEFX LLC
July 10, 2026

The Alberta Securities Commission (ASC) has sanctioned Glenn Donald Hunter, Kyle William Watters, HW & Associates Inc. and HW Tra...

Fintrac
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON ATLANTIC LOTTERY CORPORATION INC.
July 10, 2026

FINTRAC announced that it has imposed an administrative monetary penalty on Atlantic Lottery Corporation Inc., also operating as ...

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