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PREDICTION MARKETS: CSA AND CIRO REMIND INDUSTRY AND INVESTORS OF THE CURRENT RULES

Given the growing interest in prediction markets in Canada, the Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) want industry and investors to be a...

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CIRO
AMENDMENTS RESPECTING REASONABLE EXPECTATIONS TO SETTLE SHORT SALES
April 03, 2026

The Canadian Securities Administrators (CSA) have approved amendments to the Universal Market Integrity Rules (UMIR) and Investme...

CIRO
PROPOSED AMENDMENTS RESPECTING CLIENT DELIVERY OBLIGATIONS
April 03, 2026

The Canadian Investment Regulatory Organization (CIRO) is proposing amendments to the Investment Dealer Partially Consolidated (I...

CSA
CANADIAN SECURITIES REGULATORS REPORT ON KEY OVERSIGHT ACTIVITIES OF CIRO AND CIPF
April 03, 2026

The Canadian Securities Administrators (CSA) published a report outlining key oversight activities for the Canadian Investment Re...

OSC
CSA STAFF NOTICE 11-349 NOTICE OF LOCAL AMENDMENTS IN CERTAIN JURISDICTIONS
April 03, 2026

From time to time, a local jurisdiction may amend a national or multilateral instrument or change a policy or companion policy th...

FINRA
NEW FINRA FOUNDATION RESEARCH EXAMINES THE CHARACTERISTICS, BEHAVIORS AND OUTCOMES OF RETAIL INVESTORS WHO USE SOCIAL MEDIA
April 03, 2026

The FINRA Investor Education Foundation (FINRA Foundation) released new research, Finfluencer Followers and Social Media Scroller...

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