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BCSC ALLEGES ILLEGAL INSIDER TRADING BY MINING COMPANY CHAIRMAN

The BC Securities Commission (BCSC) is alleging that the chairman of a mining company engaged in illegal insider trading when he traded shares in a company during a trading blackout. Graham Leslie Ha...

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SEC
SEC ADOPTS AMENDMENTS TO UPDATE DEFINITIONS OF SMALL ENTITY FOR INVESTMENT COMPANIES AND INVESTMENT ADVISERS
November 05, 2026

The Securities and Exchange Commission adopted amendments to the rules that define which registered investment companies, investm...

CFTC
CFTC AND USDA SIGN MOU TO PROTECT INTEGRITY OF AMERICAN AGRICULTURAL MARKETS
November 05, 2026

The Commodity Futures Trading Commission and the U.S. Department of Agriculture announced their signing of a Memorandum of Unders...

Investment Executive
PAIR INDICTED IN CRYPTO MINING HACK
November 05, 2026

A pair of Canadians are facing charges in connection with alleged hacking into the computers of several U.S. universities and usi...

ASC
INVESTOR ALERT: ASC WARNS INVESTORS ABOUT AI TRADING SCAMS
November 04, 2026

The Alberta Securities Commission (ASC) is warning Albertans about investment scams that use false claims about AI (artificial in...

OSC
OSC INVESTOR WARNINGS AND ALERTS FOR OCTOBER 14, 2026 - NOVEMBER 3, 2026
November 04, 2026

The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or a...

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