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DIRECTOR OF COMPANIES BEHIND CRYPTO TRADING PLATFORM AGREES TO PAY $1 MILLION TO BCSC

The sole director of a group of companies that ran a defunct crypto trading platform has admitted that he is responsible for their fraud and agreed to pay the BC Securities Commission (BCSC) $1 milli...

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Fintrac
FINTRAC ADVISORY: FINANCIAL TRANSACTIONS RELATED TO COUNTRIES IDENTIFIED BY THE FINANCIAL ACTION TASK FORCE
March 03, 2026

On February 13, 2026, the FATF issued a statement on high-risk jurisdictions subject to a call for action and as well as a statem...

FINRA
ENHANCING ENFORECMENT PROGRAM
March 03, 2026

Last year, FINRA announced FINRA Forward, a series of initiatives to further improve our effectiveness and efficiency in pursuing...

IOSCO
IOSCO ANNOUCES CALLS FOR APPLICATIONS FOR ITS FIRST TECHSPRINT ON INVESTOR EDUCATION IN THE AGE OF ARTIFICIAL INTELLIGENCE (AI)
March 03, 2026

The call for applications for the first IOSCO TechSprint, powered by the UK Financial Conduct Authority (FCA) AI Lab, was launche...

Investment Executive
TROUBLED FINTECH SECURES CREDITOR PROTECTION
March 03, 2026

Fintech firm XTM Inc. — which was hit by a compliance order by the Bank of Canada last month amid concerns about missing money — ...

ASC
ASC ALLEGES DANIEL RODOLFO ASTETE AND 2307755 ALBERTA LTD. BREACHED ALBERTA SECURITIES LAWS
March 02, 2026

The Alberta Securities Commission (ASC) has issued a Notice of Hearing alleging that 2307755 Alberta Ltd. (2307755) and Daniel Ro...

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