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CIRO MEMBER AMALGAMATION - IPC SECURITIES CORPORATION & CANADA LIFE SECURITIES LTD.

The Canadian Investment Regulatory Organization has approved the amalgamation of CIRO members, IPC Securities Corporation, an Investment Dealer, and Canada Life Securities Ltd., an Investment Dealer....

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CIRO
RECOGNITION OF THE CHAMBRE DE L"ASSURANCE: AMF ANNOUNCES EFFECTIVE DATE OF RECOGNITION ORDER AND AMENDMENTS FOR CIRO
July 06, 2026

In accordance with the Act to amend various provisions mainly with respect to the financial sector (Law 16), the recognition orde...

SIMA
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS
July 06, 2026

The Securities and Investment Management Association (SIMA) submitted comments on CIRO’s proposed changes to client delivery obli...

OSC
OSC FILES BANKRUPTCY APPLICATION AGAINST HARRY STINSON OVER UNPAID SANCTIONS
July 06, 2026

The Ontario Securities Commission (OSC) has filed an application under the Bankruptcy and Insolvency Act (BIA) to obtain a bankru...

Investment Executive
FOREX SCHEMERS GET LONG PRISON SENTENCES
July 06, 2026

One of the executives behind a fraudulent foreign exchange trading scheme is facing 24 years in prison after being convicted by a...

CIRO
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
July 03, 2026

CIRO sanctioned RBC Domion Securities Inc (RBC DS) for supervisory failures. RBC DS failed to establish, maintain and enforce an ...

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