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OSC PUBLISHES INVESTMENT MANAGEMENT DIVISION ANNUAL SUMMARY REPORT

The Ontario Securities Commission has published its Investment Management Division Annual Summary Report, which provides an overview of key activities undertaken by the Investment Management division...

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CFTC
CFTC SECURES COURT ORDER DIRECTING FLORIDA MAN TO PAY OVER $6 MILLION FOR OPTIONS FRAUD AND IMPOSING TRADING BANS
September 16, 2026

The Commodity Futures Trading Commission announced the U.S. District Court for the District of Connecticut entered a default judg...

Investment Executive
BINANCE USED TO LAUNDER ILLEGAL OIL MONEY, U.S. ALLEGES
September 16, 2026

U.S. authorities allege that crypto exchange Binance has been used to launder the proceeds from the sale of Iranian oil on the bl...

FCA
FINANCIAL REGULATOR BANS FORMER LAW FIRM OWNER FROM FINANCIAL SERVICES
September 16, 2026

The FCA has banned Nurul Miah, also known as Neil Mia and Neil Miah, from working in financial services. The FCA acted after the ...

Investment Executive
CFTC STEPS UP WHISTLEBLOWER PAYOUTS
September 15, 2026

Over the past three months, the U.S. Commodity Futures Trading Commission (CFTC) has granted US$150 million in whistleblower awar...

Investment Executive
ADVISOR"S IDENTITY STOLEN, INVESTORS DUPED: SEC
September 15, 2026

A U.S. financial advisor had their identity stolen and used to defraud investors, the U.S. Securities and Exchange Commission (SE...

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