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CIRO HIGHLIGHTS ENFORCEMENT ACTIVITIES AND ACHIEVEMENTS IN 2025-2026 ENFORCEMENT REPORT

The Canadian Investment Regulatory Organization (CIRO) released its annual Enforcement Report highlighting the previous year’s enforcement activities, including complaint intake, investigations, and ...

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CIRO
JOINT REGULATORS COMMITTEE RECEIVES OBSI INDEPENDENT EVALUATOR"S REPORT
July 23, 2026

In response to the release of the independent evaluator’s report of the Ombudsman for Banking Services and Investments (OBSI) pub...

CIRO
CIRO NEW MEMBER - CIX TRADING INC.
July 23, 2026

CIX Trading Inc. (CIX) is admitted to membership in the Canadian Investment Regulatory Organization, effective July 20, 2026. The...

SIMA
SIMA CALLS ON GOVERNMENT TO MODERNIZE TAX RULES TO KEEP GLOBAL INVESTMENT MANDATES IN CANADA
July 23, 2026

The Securities and Investment Management Association (SIMA) has submitted a proposal to the Department of Finance Canada urging t...

BCSC
BCSC ALLEGES FORMER B.C. MAN COMMITTED MULTI-MILLION DOLLAR FRAUD INVOLVING DOZENS OF INVESTORS
July 23, 2026

The BC Securities Commission (BCSC) is alleging that an Alberta resident committed a nearly $5 million fraud and made false state...

OBSI
2026 INDEPENDENT EXTERNAL REVIEW OF OBSI"S OPERATIONS RELEASED
July 23, 2026

the Ombudsman for Banking Services and Investments (OBSI) released the results of the 2026 Independent Evaluation of its operatio...

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