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CIRO CONTINUES TO STRENGTHEN INVESTOR PROTECTION WITH APPOINTMENT OF THREE NEW INVESTOR ADVISORY PANEL MEMBERS

The Canadian Investment Regulatory Organization (CIRO) has appointed three new members to its Investor Advisory Panel (IAP): Brett Kimak, Rob Wells, and Christine Zalzal. CIRO’s Investor Advisory Pan...

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CIRO
MARKET SHARE REPORT FOR THE SECOND QUARTER OF 2026
July 08, 2026

Based on data received from each marketplace through the regulatory feed, CIRO has compiled monthly information on the trading ac...

BCSC
COQUITLAM MAN PLEADS GUILTY, IS SENTENCED FOR UNREGISTERED TRADING AND ILLEGAL DISTRIBUTION
July 08, 2026

A Coquitlam resident has pleaded guilty and been sentenced for trading securities without being registered and illegally distribu...

BCSC
NORTH VANCOUVER RESIDENT AGREES TO PAY $307,000 TO BCSC FOR FRAUD
July 08, 2026

A North Vancouver resident has admitted to committing fraud when he raised money from investors and spent most of it on things li...

SEC
SEC FORMS NEW RETAIL FRAUD WORKING GROUP
July 08, 2026

The Securities and Exchange Commission announced the creation of the Retail Fraud Working Group designed to strengthen the Divisi...

CFTC
CFTC CHARGES NORTH CAROLINA COMMODITY POOL OPERATOR AND HIS COMPANY WITH FRAUD
July 08, 2026

The Commodity Futures Trading Commission announced it filed a complaint in the U.S. District Court for the Western District of No...

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