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BCSC BANS FORMER B.C. RESIDENT FROM INVESTMENT MARKET FOR 20 YEARS

A BC Securities Commission panel (BCSC) has banned a Canadian from the B.C. investment market for 20 years after he was convicted in the U.S. for securities offences there. Avtar Dhillon, a Canadian ...

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CFFIM
ONE CANADIAN ECONOMY: LOWERING THE COST OF CAPITAL MARKET REGULATION
October 21, 2026

CFFiM has recommended to the federal government, provincial and territorial premiers and finance ministers, and securities regula...

SEC
SEC AND AMF ANNOUNCE SUPERVISORY MOU TO ENHANCE COOPERATION FOR INVESTMENT ADVISERS AND INVESTMENT SERVICE PROVIDERS
October 21, 2026

The U.S. Securities and Exchange Commission (SEC) and the French Autorité des Marchés Financiers (AMF) announced that they have e...

Investment Executive
NEW WEALTH GROUP LAUNCHES PM BUSINESS COMBINING 4 FIRMS
October 21, 2026

A new wealth group has launched an independent portfolio management business that combines four firms, extends across the border ...

Investment Executive
DOJ LAUNCHES UPFRONT WHISTLEBLOWER REWARDS
October 21, 2026

There are a handful of whistleblower programs that pay financial rewards for tips that result in successful enforcement action — ...

CIRO
CIRO ALLEGES GATEKEEPER FAILURES BY CANACCORD GENUITY REP FROM CALGARY, AB
October 20, 2026

CIRO has scheduled a hearing for Patrick H. Watson (Watson), a Registered Representative with Canaccord Genuity Corporation from ...

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