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SEC CHARGES TOMS RIVER TRIO IN CONNECTION WITH ALLEGED $47 MILLION FRAUD TARGETING ORTHODOX JEWISH COMMUNITIES

The Securities and Exchange Commission charged three Toms River, New Jersey residents for their roles in an affinity investment fraud that raised approximately $47 million from more than 87 investors...

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FinCEN
FINCEN ANALYSIS: FINANCIAL INSTITUTIONS FLAGGED NEARLY $5 BILLION LINKED TO SUSPECTED HUMAN SMUGGLING
August 14, 2026

The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) issued a Financial Trend Analysis showing tha...

CIRO
CIRO ALLEGES WRONGDOING BY FORMER DEALING REPRESENTATIVE WITH IPC IN SAULT STE. MARIE, ONTARIO
August 13, 2026

CIRO alleges that a former Dealing Rep with IPC Investment Corp., in Sault Ste. Marie, Ontario, David Lillie, engaged in outside ...

CIRO Members
NEW CIRO MEMBER - JANE STREET CANADA MARKETS
August 13, 2026

Jane Street Canada Markets, ULC is admitted to membership in the Canadian Investment Regulatory Organization, as an Investment de...

TMX
TMX SANCTIONS BMO NESBITT FOR MANIPULATIVE AND DECEPTIVE TRADING
August 13, 2026

The Bourse de Montréal sanctioned BMO Nesbitt Burns for: 1. entering multiple sell orders within the closing period of trading i...

CIRO
NEW WEBCAST: HIGHLIGHTS OF CIRO"S 2025-2026 ENFORCEMENT REPORT
August 12, 2026

Firm, fair and effective enforcement is critical to protecting investors, enhancing industry standards, and strengthening market ...

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