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NEW WEBCAST: HIGHLIGHTS OF CIRO"S 2026 COMPLIANCE REPORT

CIRO’s Compliance Report for 2026: Helping Dealers with Compliance explores the key issues and challenges that CIRO-regulated dealers should prioritize to strengthen investor protection and support r...

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CSA
CSA PUBLISHES OVERSIGHT REVIEW REPORT OF THE CANADIAN INVESTOR PROTECTION FUND
April 29, 2026

The Canadian Securities Administrators (CSA) published the Oversight Review Report of the Canadian Investor Protection Fund (CIPF...

OSC
OSC INVESTOR WARNINGS AND ALERTS FOR APRIL 7 - 28, 2026
April 29, 2026

The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or a...

BCSC
BCSC JOINS SECOND INTERNATIONAL CRACKDOWN ON UNLAWFUL FINFLUENCERS
April 29, 2026

The BC Securities Commission (BCSC) has joined regulators around the globe in a second coordinated initiative to target unlawful ...

SIFMA
SIFMA SUBMISSION TO HOUSE FINANCIAL SERVICES COMMITTEE ON CAPITAL PROPOSALS
April 29, 2026

SIFMA submitted a letter for the record ahead of a House Financial Services Committee hearing, “Prioritizing Main Street: Evaluat...

Investment Executive
RCMP ALLEGES FRAUD BY JUNIOR MINER"S EX-CEO
April 29, 2026

The former CEO of a Toronto-based junior miner, Red Pine Exploration Inc., is facing fraud and forgery charges from the RCMP’s In...

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