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CIRO MEMBER AMALGAMATION - CI INVESTMENTS SERVICES INC. & WEALTHBAR FINANCIAL SERVICES INC.

The Canadian Investment Regulatory Organization has approved the amalgamation of CIRO member CI Investment Services Inc., an Investment Dealer, and WealthBar Financial Services Inc. Following the tra...

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CSA
CANADIAN SECURITIES ADMINISTRATORS RELEASE 2025-2026 YEAR IN REVIEW
August 19, 2026

The Canadian Securities Administrators (CSA) published its annual Year in Review, highlighting progress made during the first yea...

SEC
SEC PROPOSES NEW REGULATION CRYPTO ASSETS
August 19, 2026

The Securities and Exchange Commission announced that it proposed new rules, titled “Regulation Crypto Assets,” that would create...

CFTC
CFTC SEEKS PUBLIC COMMENT ON PROPOSED RULE CHANGES FOR COMMODITY POOL OPERATOR AND COMMODITY TRADING ADVISOR REGISTRATION
August 19, 2026

The Commodity Futures Trading Commission today published a Notice of Proposed Rulemaking seeking public comments on amendments to...

FCA
FCA BANS SENIOR MANAGER FOR LACK OF HONESTY AND INTEGRITY
August 19, 2026

The FCA has banned Howard Roland Duckett from working in financial services due to a serious lack of honesty and integrity. Mr Du...

Investment Executive
PRE-IPO SCHEME CHARGED HEFTY MARKUPS: SEC
August 19, 2026

The U.S. Securities and Exchange Commission (SEC) has charged the operator of an alleged boiler room broker in connection with a ...

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