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GUIDANCE ON THE CIRO INVESTMENT DEALER CONTINUING EDUCATION PROGRAM

This guidance relates to CIRO’s continuing education program (CE Program) which is a requirement for applicable Approved Persons as set out in Investment Dealer and Partially Consolidated (IDPC) Rule...

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OSC
OSC PUBLISHES RESEARCH ON USING GAMIFICATION TO IMPROVE INVESTOR OUTCOMES
February 05, 2026

The Ontario Securities Commission (OSC) published its third behavioural science research report on gamification and retail invest...

OSC
OSC INVESTOR WARNINGS AND ALERTS FOR JANUARY 13 - FEBRUARY 3, 2026
February 05, 2026

The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or a...

CIRO
CIRO MEMBER CHANGE OF CONTROL: GOODWOOD INC.
February 04, 2026

The Canadian Investment Regulatory Organization have approved a change of control whereby Nour Private Management Inc., an affili...

CIRO
CIRO ISSUES GUIDANCE ON DIGITAL ASSET CUSTODY FOR CRYPTO-ASSET TRADING PLATFORMS
February 04, 2026

The Canadian Investment Regulatory Organization (CIRO) published a new Digital Asset Custody Framework, setting clear expectation...

FINRA
FACILITATING E-DELIVERY WHILE PRESERVING INVESTOR CHOICE
February 04, 2026

As part of FINRA Forward’s rule modernization initiative, FINRA’s Board recently approved updates to FINRA’s requirements for how...

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