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GUIDANCE ON CERTAIN MANIPULATIVE AND DECEPTIVE TRADING PRACTICES

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance regarding the obligations of Participants and Access Persons related to manipulative and deceptive trading practices, inc...

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CIRO
GUIDANCE RESPECTING ORDER EXECUTION ONLY ACCOUNTS AS A FORM OF THIRD-PARTY ELECTRONIC ACCESS TO MARKETPLACES
March 25, 2026

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance regarding the supervision of order execution only (...

CIRO
GATEKEEPER REQUIRMENTS FOR DIRECT ELECTRONIC ACCESS AND ROUTING ARRANGEMENTS
March 25, 2026

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance on procedures for gatekeeper reporting to CIRO unde...

CIRO
USE OF IDENTIFIERS AND NOTIFICATION REQUIREMENTS RESPECTING CERTAIN ORDER EXECUTION ONLY AND DIRECT ELECTRONIC ACCESS CLIENTS AND ADVISERS
March 25, 2026

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance regarding client identifiers and/or certain designa...

CIRO
GUIDANCE RESPECTING THIRD-PARTY ELECTRONIC ACCESS TO MARKETPLACES
March 25, 2026

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance regarding requirements under the Universal Market I...

CFFIM
CFFIM: ANALYSIS OF CIRO INDEPENDENT DIRECTOR TERM LIMITS
March 25, 2026

CIRO should not proceed with the Proposed Term Extensions. The Proposed Term Extensions have not been supported by a sufficient a...

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