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MARKET SHARE REPORT FOR THE THIRD QUARTER OF 2026

Based on data received from each marketplace through the regulatory feed, CIRO has compiled monthly information on the trading activity of each marketplace, including the total: value of securities t...

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OSC
OSC PUBLISHES THE RIE DIVISION 2026 ANNUAL REPORT
October 08, 2026

The Ontario Securities Commission (OSC) has published its Registration, Inspections and Examinations (RIE) Division annual report...

ASC
ASC FINDS THAT SHAHIN MOTTAHED BREACHED ALBERTA SECURITIES LAWS
October 08, 2026

An Alberta Securities Commission (ASC) panel has found that Shahin “Sonny” Mottahed of Calgary, AB, breached Alberta securities l...

SEC
SEC SEEKS FINAL JUDGMENT AGAINST FORMER WESTERN ASSET CO-CIO KEN LEECH IN CHERRY PICKING CASE
October 08, 2026

The Securities and Exchange Commission moved for entry of a final judgment by consent against Stephen Kenneth Leech II, the forme...

Investment Executive
5 TRADERS JAILED FOR RIGGING KEY INTEREST RATES HAVE THEIR CONVICTIONS QUASHED
October 08, 2026

A British court on Wednesday quashed the convictions of five traders accused of manipulating benchmark interest rates in one of t...

Investment Executive
TD BANKER PLEADS GUILTY IN LAUNDERING CASE
October 08, 2026

Another former TD Bank employee in the U.S. has pleaded guilty in connection with allegations that he used his position at the ba...

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