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FINCEN REMINDS FINANCIAL INSTITUTIONS OF ITS RESOURCES ON IDENTIFYING POTENTIAL RELATIONSHIP INVESTMENT SCAMS

In support of the annual, multiagency #DatingorDefrauding campaign, led by the Commodity Futures Trading Commission’s Office of Customer Education and Outreach, the U.S. Department of the Treasury’s ...

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Investment Executive
ASSET MANAGER PROPOSES CHANGES TO PRIVATE EQUITY FUND
February 16, 2026

Kensington Capital Advisors Inc. is proposing changes to a private equity fund, which it says will help it manage the fund’s illi...

Investment Executive
CLOSET INDEXING CLASS ACTION AGAINST CIBC CERTIFIED
February 16, 2026

A proposed class action against CIBC Asset Management Inc. (CAM), alleging that the company engaged in closet indexing in certain...

CIRO
RULE CONSOLIDATION PROJECT - PROPOSED CIRO RULES
February 13, 2026

The Canadian Investment Regulatory Organization (CIRO) is republishing for further comment our proposed consolidated rules (Propo...

CIRO
PROPOSED DUAL REGISTRATION AMENDMENTS - PROPOSED CIRO RULES
February 13, 2026

The Canadian Investment Regulatory Organization (CIRO) is publishing for comment amendments on the Proposed CIRO Rules published ...

CSA
CSA PUBLISHES 2025 SYSTEMIC RISK COMMITTEE ANNUAL REPORT
February 13, 2026

The Canadian Securities Administrators (CSA) published its 2025 Systemic Risk Committee Annual Report on Capital Markets – an ana...