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CIRO"S INNOVATESAFE TEST INVOLVING TOKENIZED BOND OFFERING

The approved participants will test a blockchain-based platform for the issuance, lifecycle management, and secondary proprietary trading of tokenized bonds, settled using digital Canadian currency i...

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CIRO
OSC, AMF AND CIRO APPROVED FIRST OF ITS KIND FINANCIAL SERVICES PLATFORM TEST IN CANADA
March 06, 2026

The Ontario Securities Commission (OSC), the Autorité des marchés financiers (AMF) and the Canadian Investment Regulatory Organiz...

FCA
FCA WARNS CUSTOMERS OF HDH INVESTMENT SERIVCES LIMITED
March 06, 2026

The FCA is concerned that HDH Investment Services Limited may have given unsuitable financial advice to some of its customers, po...

excessive markups
EX-ADVISOR CONVICTED OF RIPPING OFF NBA PLAYERS
March 06, 2026

A jury convicted a former financial advisor in New York for defrauding a trio of NBA players by charging them massive markups on ...

Investment Executive
FOUNDER PLEADS GUILTY TO DEFRAUDING VENTURE ISSUERS
March 06, 2026

The founder and former CEO of fashion technology company CaaStle Inc. pled guilty to fraud in connection with a scheme to raise h...

Investment Executive
FORMER BROKER CHARGED IN "FREE RIDER" CASE
March 05, 2026

A former U.S. advisor, who was previously sanctioned by regulators, is facing charges of defrauding brokerage firms by engaging i...

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