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CANADIAN SECURITIES REGULATORS PUBLISH FINAL AMENDMENTS PROHIBITING CHARGEBACKS IN INVESTMENT FUND DISTRIBUTION

The Canadian Securities Administrators (CSA) announced the publication of final amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations prohi...

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CIRO
MORE TRADING HOURS, DIFFERENT RISKS: CIRO HELPS INVESTORS UNDERSTAND EXTENDED HOURS TRADING
October 09, 2026

The Canadian Investment Regulatory Organization (CIRO) is encouraging investors to learn about the risks and considerations assoc...

CIRO
CIRO GUIDANCE ON EXTENDED HOURS TRADING
October 09, 2026

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance regarding trading outside of core trading hours of ...

FCA
NEW RULES TO MAKE LONG-TERM INVESTMENT FUNDS CLEARER
October 09, 2026

The FCA has set out clearer expectations for asset managers about long-term investments, such as property. This will help give th...

Investment Executive
ESMA PRIORITIZES IVNESTOR PROTECTION IN CRYPTO
October 09, 2026

Regulated crypto firms must stop dealing in unregistered stablecoins, European regulators have ruled. The European Securities and...

Investment Executive
TRADER CONVICTED IN CRYPTO HACKS
October 09, 2026

A U.S. crypto trader was convicted of fraud and money laundering charges in connection with a series of deceptive trades that exp...

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