search

CIRO PROPOSES RULE AMENDMENTS TO HARMONIZE ADVISOR COMPENSATION

The Canadian Investment Regulatory Organization (CIRO) published proposed rule amendments for comment that will harmonize advisor compensation by adopting a new incorporated advisor compensation opti...

Continue reading...

CSA
CSA MARKET UPDATE
July 10, 2026

The Canadian Securities Administrators (CSA), which has oversight of the Canadian Investment Regulatory Organization (CIRO), is i...

ASC
ASC SANCTIONS GLENN HUNTER, KYLE WATTERS, HW & ASSOCIATES INC. AND HW TRADEFX LLC
July 10, 2026

The Alberta Securities Commission (ASC) has sanctioned Glenn Donald Hunter, Kyle William Watters, HW & Associates Inc. and HW Tra...

Fintrac
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON ATLANTIC LOTTERY CORPORATION INC.
July 10, 2026

FINTRAC announced that it has imposed an administrative monetary penalty on Atlantic Lottery Corporation Inc., also operating as ...

Fintrac
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON VIP REALITY INC.
July 10, 2026

FINTRAC announced that it has imposed an administrative monetary penalty on VIP Realty Inc., also operating as Royal LePage Integ...

FCA
FCA CRACKS DOWN ON ILLEGAL PROMOTIONS AND MARKET ABUSE IN FIRST YEAR OF NEW STRATEGY
July 10, 2026

The FCA led an international crackdown on illegal finfluencer promotions – resulting in 3 arrests and 650 social media takedown r...

More from the news archive ⇨