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CIRO MEMBER NAME CHANGE: ATB CAPITAL MARKETS CORP.

The Canadian Investment Regulatory Organization has been informed that Cormark Securities Inc. has changed its name to: ATB Capital Markets Corp. The change is effective February 2, 2026.

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CIRO
CIRO INNOVATESAFE: APPLICATION GUIDANCE FOR FIRMS
February 12, 2026

This Notice provides information and guidance to firms seeking to participate in InnovateSafe, the Canadian Investment Regulatory...

OSC
OSC ANNOUNCES NEW APPOINTMENTS TO BOARD OF DIRECTORS
February 12, 2026

The Ontario Securities Commission (OSC) announced the appointments of Jeff Allsop, Rick Byers, Deborah Starkman, and Georgia Wood...

Investment Executive
FINRA TO ALLOW BROKERS TO USE RETURN TARGETS
February 12, 2026

Brokers would be able to provide investors with performance projections under a rule change being proposed by the U.S. Financial ...

Fintrac
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON CENTURY 21 HERITAGE GROUP LTD.
February 11, 2026

FINTRAC announced today that it has imposed an administrative monetary penalty on Century 21 Heritage Group Ltd. Following a comp...

FCA
FCA TAKES ACTION AGAINST HTX TO STOP ILLEGAL FINANCIAL PROMOTIONS
February 11, 2026

The FCA has begun legal proceedings against global crypto exchange HTX (formerly Huobi) for illegally promoting cryptoasset servi...

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