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REGULATORY DIVISION POLICY PRIORITIES 2026

The Regulatory Division of Bourse de Montréal Inc. (the “Division”) is publishing its Policy Priorities for 2026. This semi-annual publication illustrates the Division’s policy initiatives that are c...

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Investment Executive
ASIC REVIEW FLAGS COMPLIANCE ISSUES IN CFD SECTOR
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Australian regulators’ review of the distribution practices of issuers of risky contracts for difference (CFDs) found widespread ...

Investment Executive
COURT OFFERS CHANCE TO PROVE FINANCIAL CAPABILITY
January 21, 2026

An Ontario court rejected a man’s request to put an end to a court-ordered guardianship — which was established in the wake of an...

Investment Executive
UBS SANCTIONED IN SETTLEMENT WITH TMX
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In a settlement with the Bourse de Montréal’s (MX) regulatory division, UBS Securities LLC, was sanctioned for several alleged vi...

Investment Executive
TRIBUNAL DENIES CONFIDENTIALITY, STAY MOTIONS
January 21, 2026

Ontario’s Capital Markets Tribunal denied a request for a sweeping public blackout on an enforcement proceeding, ruling that the ...

Investment Executive
FP CANADA LENDS SUPPORT TO NATIONAL CPA BODY
January 21, 2026

FP Canada is among the organizations supporting membership in the Chartered Professional Accountants of Canada (CPA Canada) as it...

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