The Securities and Exchange Commission announced that Entergy Corporation, a Louisiana-based utility company, agreed to pay a $12 ...
The Securities and Exchange Commission announced that Deere & Company, which does business as John Deere, agreed to pay nearly $10...
The Securities and Exchange Commission announced settled fraud charges against Ideanomics, Inc., formerly known as Seven Stars Clo...
Citigroup Inc. is being fined US$135.6 million by U.S. banking regulators for failing to make enough progress at improving its int...
The Securities and Exchange Commission announced that R.R. Donnelley & Sons Company (RRD), a global provider of business communica...
Failures in the firm’s systems and controls led to US$1.4bn of equities being sold in European markets when they should not have b...
German credit rating agency Scope Ratings GmbH has been sanctioned for breaching regulatory requirements when it comes to handling...
The Securities and Exchange Commission announced charges against global software company SAP SE for violations of the Foreign Corr...
The Securities and Exchange Commission announced settled charges against Charter Communications Inc. for violating internal accoun...
CIRO sanctioned Pollitt & Co Inc. for internal control violations. CIRO found that between January and December 2020, Pollitt & Co...
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