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REGISTRATION RECORD REQUESTS FOR INDIVIDUALS

June 25, 2026

BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS

June 18, 2026

MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS

June 18, 2026

CIRO REGISTRATION - THE FIT AND PROPER TEST FOR APPROVED PERSONS

June 25, 2026

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