The MFDA announced a disciplinary proceeding for a former mutual fund salesperson, Blair Harcourt Addison, with Desjardins Financ...
CN Editor
December 30, 2018
SEC CHARGES INVESTMENT ADVISER AND TWO OFFICERS FOR MISUSE OF FUND AND PORTFOLIO COMPANY ASSETS
CIRO SANCTIONS QUADRUS INVESTMENT SERVICES REP FROM REGINA, SK
CIRO SANCTIONS FORMER SCOTIA CAPITAL REP FROM TORONTO, ON
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