FINRA"s Office of the Chief Economist published a working paper that found firms that route a large share of their institutional ...
CN Editor
February 01, 2019
ALTERNATIVE TRADING SYSTEMS OPERATOR LIQUIDNET CHARGED WITH VIOLATIONS OF MARKET ACCESS RULE AND FOR FAILING TO PROTECT CONFIDENTIAL SUBSCRIBER TRADING INFORMATION
FINRA ORDERS THREE FIRMS TO PAY OVER $8.2 MILLION IN RESTITUTION TO CUSTOMERS
FINRA BOARD APPOINTS PUBLIC GOVERNOR AND DISCUSSES BUDGET, RULES REGARDING OUTSIDE BUSINESS ACTIVITIES AND PRIVATE SECURITIES TRANSACTIONS, AND 2025 REGULATORY OVERSIGHT REPORT
FINRA POISED TO HIKE BROKER"S FEE
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