An MFDA Hearing Panel sanctioned Rafal Mark Rosicki (“Rosicki”), a former mutual fund salesperson with TD Investment Services Inc...
CN Editor
February 07, 2019
COURTS MAKING LITTLE USE OF RESTITUTION ORDERS
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RESEARCH CAPITAL CORPORATION REP FROM MONTREAL, QC
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NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.