The Bourse de Montréal Inc. (the “Bourse”) published the circular of Request for Comments 029-19 to amend article 4.308 of the Ru...
CN Editor
March 06, 2019
IFIC SUPPORTS CIRO"S ENHANCED COST REPORTING REQUIREMENTS, ASKS FOR CLARIFICATION ON SEVERAL KEY POINTS
CIRO PROPOSES AMENDMENTS RESPECTING MANDATORY CLOSE-OUT REQUIREMENTS
RULE AMENDMENTS - REQUEST FOR COMMENTS - PROPOSAL TO HARMONIZE CIRO CONTINUING EDUCATION (CE) PROGRAMS
CANADIAN SECURITIES REGULATORS EXTEND COMMENT PERIODS FOR THE INVESTMENT FUND CONTINUOUS DISCLOSURE MODERNIZATION AND PRINCIPAL DISTRIBUTOR MODEL PROPOSALS
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.