An MFDA Hearing Panel approved a settlement with Kenneth Richard Showalter (“Showalter”), a mutual fund salesperson with Desjardi...
CN Editor
March 08, 2019
COURTS MAKING LITTLE USE OF RESTITUTION ORDERS
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RESEARCH CAPITAL CORPORATION REP FROM MONTREAL, QC
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NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.