MFDA Alleges Wrongdoing by Former Salesperson with Investia Financial Services in Markham, Ontario

edit delete

The MFDA has commenced disciplinary proceedings in respect of Glen Lawrence Gomes (“Gomes”), a former mutual fund salesperson wit...


You need to be a subscriber to view this article. It's free!
Sign In / Sign Up
MFDAEnforcementOutside Business ActivitiesOff-Book BusinessReferral ArrangementsPre-Signed Account FormsAltering Account Forms

CN Editor

April 10, 2019

Click here to view source article

Feedback

Thank you for the feedback!!