The MFDA commenced a disciplinary proceeding in respect of Paul Michael Halloran (“Halloran”), a mutual fund salesperson with Qua...
CN Editor
April 26, 2019
TWO ROBINHOOD BROKER-DEALERS TO PAY $45 MILLION IN COMBINED PENALITIES FOR VIOLATING MORE THAN 10 SEPARATE SECURITIES LAW PROVISIONS
COURTS MAKING LITTLE USE OF RESTITUTION ORDERS
BCSC WINS LEGAL VICTORY IN EFFORT TO COLLECT FINANCIAL SANCTIONS FROM FRAUDSTER
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.