IIROC and the CSA published an update about the management of conflicts of interest arising from soliciting dealer arrangements....
CN Editor
May 24, 2019
ONTARIO FIRM PAYS $60,000 FOR COMPLIANCE DEFICIENCIES
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FCA FINDS CRYPTO OWNERSHIP CONTINUES TO RISE AS IT DELIVERS PLANS TO REGULATE CRYPTO
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NBF SETTLES SUPERVISORY ALLEGATIONS WITH MX