The Office of the Superintendent of Financial Institutions (OSFI) announced that it will be adopting guidance proposed earlier th...
CN Editor
July 02, 2019
B.C. RESIDENT WHO MADE FALSE PROMOTIONAL STATEMENTS SETTLES WITH BCSC
IOSCO PUBLISHES CONSULATION REPORT ON PRE-HEDGING
FCA ENHANCES ACCESS TO MARKET DATA AND INVESTMENT RESEARCH TO SUPPORT GROWTH
CANADIAN SECURITIES REGULATORS PUBLISH COORDINATED BLANKET ORDERS TO PROVIDE TEMPORARY EXEMPTIONS FROM CERTAIN DERIVATIVES DATA REPORTING REQUIREMENTS
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.