The MFDA imposed sanctions on Christopher Douglas White ("White"), a a former salesperson with BMO Investments Inc. in Halifax, N...
CN Editor
July 09, 2019
SEC CHARGES ADVISORY FIRM NAVY CAPITAL WITH MISREPRESENTING ITS ANTI-MONEY LAUNDERING PROCEDURES TO INVESTORS
COURTS MAKING LITTLE USE OF RESTITUTION ORDERS
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
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NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.