The MFDA imposed sanctions on Jake Florentino Cadigal ("Cadigal"), a salesperson with Doheny Securities Limited in Winnipeg, MB. ...
CN Editor
July 11, 2019
ONTARIO FIRM PAYS $60,000 FOR COMPLIANCE DEFICIENCIES
CIRO SANCTIONS FORMER INVESTORS GROUP REP FROM WINNIPEG, MANITOBA
CIRO SANCTIONS FORMER TEAMMAX INVESTMENT CORP REP FROM RICHMOND HILL, ONTARIO
CIRO SANCTIONS FORMER HOLLISWEALTH ADVISORY SERVICES REP FROM LONDON, ON
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.