IIROC has published for comment proposed amendments to the Dealer Member Rules that would require firms to report the following...
CN Editor
July 12, 2019
PROPOSED AMENDMENTS RESPECTING CONTINGENT DERIVATIVE ORDERS
CSA PUBLISHES NOTICE AND REQUEST FOR COMMENT ON PROPOSED AMENDMENTS TO TRADING FEE CAPS CHARGED BY MARKETPLACES
IFIC SUPPORTS CIRO"S ENHANCED COST REPORTING REQUIREMENTS, ASKS FOR CLARIFICATION ON SEVERAL KEY POINTS
CIRO PROPOSES AMENDMENTS RESPECTING MANDATORY CLOSE-OUT REQUIREMENTS
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COMPANION POLICY 93-101 - DERIVATIVES: BUSINESS CONDUCT
CIRO COMPLIANCE REPORT FOR 2025: HELPING DEALERS WITH COMPLIANCE
U.S. CHARGES CANADIAN FOR ALLEGED CRYPTO HACK
IFIC MAKES SUBMISSION ON PHASE 4 OF CIRO"S RULE CONSOLIDATION PROJECT