The MFDA has commenced disciplinary proceedings against Sylvia Suk Fan Wong ("Wong") a former salesperson with Investia Financial...
CN Editor
July 17, 2019
CIRO SANCTIONS SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) REP FROM SASKATOON, SASKATCHEWAN
WEBSITE CONSOLIDATION: PHASE 2 UPDATE
CIRO TO HOLD DISCIPLINARY HEARING FOR FORMER DEALING REPRESENTATIVE WITH INVESTORS GROUP FINANCIAL SERVICES IN WINNIPEG
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM HALTON HILLS, ON
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.