FINRA took several steps to engage with members regarding their current and planned activities relating to digital assets. These ...
CN Editor
July 19, 2019
MOSAIC EXCHANGE LTD. AND CEO ORDERED TO PAY OVER $1.1 MILLION FOR FRAUDULENT DIGITAL ASSET COMMODITY SCHEME
FINRA ORDERS THREE FIRMS TO PAY OVER $8.2 MILLION IN RESTITUTION TO CUSTOMERS
FINRA BOARD APPOINTS PUBLIC GOVERNOR AND DISCUSSES BUDGET, RULES REGARDING OUTSIDE BUSINESS ACTIVITIES AND PRIVATE SECURITIES TRANSACTIONS, AND 2025 REGULATORY OVERSIGHT REPORT
LOS ANGELES FEDERAL COURT ORDERS FIVE INDIVIDUALS TO PAY OVER $5 MILLION FOR DIGITAL ASSET FRAUD AND MISAPPROPRIATION SCHEME
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.