The Investment Funds Institute of Canada (IFIC) released their report Assessing the Economic Footprint of the Funds Industry in C...
CN Editor
August 08, 2019
IFIC SUPPORTS CIRO"S ENHANCED COST REPORTING REQUIREMENTS, ASKS FOR CLARIFICATION ON SEVERAL KEY POINTS
CLOSING THE GAP BETWEEN MUTUAL, SEG FUND REGULATION
NASAA ANNOUNCES $17 MILLION MULTI-STATE ENFORCEMENT SETTLEMENT WITH EDWARD JONES
FINRA ORDERS THREE FIRMS TO PAY OVER $8.2 MILLION IN RESTITUTION TO CUSTOMERS
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.