On July 25, 2019, the applicable securities regulatory authorities approved amendments to UMIR Rule 6.6 (Amendments) that modify...
CN Editor
August 09, 2019
PROPOSED GUIDANCE ON APPLICABLE TRADING INCREMENTS
AMENDMENTS RESPECTING THE REASONABLE EXPECTATION TO SETTLE A SHORT SALE
GUIDANCE ON UMIR REQUIREMENTS RELATED TO SHORT SELLING AND FAILED TRADES
EXEMPTIONS GRANTED BY CIRO IN 2023
Thank you for the feedback!!
CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NBF SETTLES SUPERVISORY ALLEGATIONS WITH MX