On August 13, 2019, the Special Committee - Regulatory Division of Bourse de Montréal Inc. approved the resignation of Friedberg ...
CN Editor
August 16, 2019
BROKER FINED FOR UNAUTHORIZED ACCESS VIOLATIONS
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.
NBF SETTLES SUPERVISORY ALLEGATIONS WITH MX
CIRO MEMBER NAME CHANGE: NATIONAL BANK SAVINGS AND INVESTMENTS INC.
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.