As indicated in IIROC Notice 19-0147, the Canadian Securities Administrators (CSA) have approved IIROC’s: (1) Investor Applicatio...
CN Editor
August 23, 2019
GUIDANCE ON UMIR REQUIREMENTS RELATED TO SHORT SELLING AND FAILED TRADES
WEBSITE CONSOLIDATION: PHASE 2 UPDATE
CFTC ISSUES FIRST VOLUNTARY CARBON MARKETS GUIDANCE
PLANNERS RECEIVE GUIDANCE ON WITHDRAWING SERVICES, MAKING REFERRALS
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.