The IIAC published their comments on the proposed amendments to the continuing education rules (IIROC Notice 19-0117). Among some...
CN Editor
August 28, 2019
CIRO RULE CONSOLIDATION PROJECT - PHASE 4
ENHANCED COST REPORTING - PROPOSED RULE AMENDMENTS
OBSI CONSULTATION ON LOSS CALCULATION FOR COMPLAINTS INVOLVING UNSUITABLY SOLD ILLIQUID EXEMPT MARKET SECURITIES - REQUEST FOR PUBLIC COMMENT
WEBSITE CONSOLIDATION: PHASE 2 UPDATE
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CIRO SANCTIONS RBC DOMINION SECURITIES FOR TRADING RULE VIOLATIONS
NEW WEBCAST: CLIENT FOCUSED REFORMS: CONFLICTS OF INTEREST & JOINT SWEEP CSA/CIRO REPORT
TRIBUNAL BANS FORMER BAY STREET EXEC, AGAIN
CIRO SANCTIONS FORMER SCOTIA SECURITIES REP FROM MARKHAM, ONTARIO