The FCA has started proceedings against Park First Limited, its senior managers, including its chief executive officer and a numb...
CN Editor
October 21, 2019
FCA FINES ARIAN FINANCIAL LLP £288,962.53 FOR FAILINGS RELATING TO CUM-EX TRADING
COURTS MAKING LITTLE USE OF RESTITUTION ORDERS
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
Thank you for the feedback!!
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.