The MFDA released bulletin #0797-P which provides guidance on practices that can be implemented to assist in the protection of se...
CN Editor
October 28, 2019
WEBSITE CONSOLIDATION: PHASE 2 UPDATE
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
PARTICIPANTS SUBJECT TO CIRO"S MUTUAL FUND DEALER (MFD) AND THE CSF"S CONTINUING EDUCATION (CE) PROGRAMS
MUTUAL FUND DEALER CONTINUING EDUCATION PROGRAM - CIRO STAFF REVIEW OF ACCREDITATION OF CONTINUING EDUCATION ACTIVITIES
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.