The Mutual Fund Dealer CE Program will be ending on November 30, 2023. Program Administrators can access the Compliance Status se...
CN Editor
September 20, 2023
RULE AMENDMENTS - REQUEST FOR COMMENTS - PROPOSAL TO HARMONIZE CIRO CONTINUING EDUCATION (CE) PROGRAMS
WEBSITE CONSOLIDATION: PHASE 2 UPDATE
FSRA REFUSES LICENCE OVER FALSE CE CERTIFICATES
FSRA FLAGS FEW ISSUES AT CREDENTIALING BODIES
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.