A foundational task for the retail investment industry’s new self regulator is eliminating duplication and disparities in the rul...
CN Editor
February 13, 2024
REP MUST REPAY RECRUITMENT BONUS, APPEAL COURT SAYS
IFIC SUPPORTS CIRO"S ENHANCED COST REPORTING REQUIREMENTS, ASKS FOR CLARIFICATION ON SEVERAL KEY POINTS
NEW CIRO MEMBER: SHAKEPAY INC.
COURTS MAKING LITTLE USE OF RESTITUTION ORDERS
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.