The North American Securities Administrators Association (NASAA) is seeking public comment on a proposed NASAA Model Franchise Br...
CN Editor
May 14, 2024
IFIC SUPPORTS CIRO"S ENHANCED COST REPORTING REQUIREMENTS, ASKS FOR CLARIFICATION ON SEVERAL KEY POINTS
CIRO PROPOSES AMENDMENTS RESPECTING MANDATORY CLOSE-OUT REQUIREMENTS
NASAA ANNOUNCES $17 MILLION MULTI-STATE ENFORCEMENT SETTLEMENT WITH EDWARD JONES
NASAA ANNOUNCES IMPORTANT UPDATES TO THE ELECTRONIC FILING DEPOSITORY ("EFD") AND GUIDANCE FOR FILINGS SUBMITTED ON DECEMBER 31, 2024
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.