The North American Securities Administrators Association (NASAA) is seeking public comment on a proposed NASAA Model Franchise Br...
CN Editor
June 14, 2024
CFTC FILES ACTIONS TO REVOKE REGISTRATIONS OF INTRODUCING BROKER, COMMODITY POOL OPERATOR, AND ASSOCIATED PERSON FOR VIOLATING CEA ANTIFRAUD PROVISIONS
CFTC APPROVES A JOINT RULE PROPOSAL TO ESTABLISH TECHNICAL DATA REPORTING STANDARDS
CSA AND CIRO EXPECT CRYPTO TRADING PLATFORMS TO PRIORITIZE APPLICATIONS FOR INVESTMENT DEALER REGISTRATION AND CIRO MEMBERSHIP
CANADIAN SECURITIES REGULATORS PROPOSE TARGETED CHANGES TO CERTAIN RULES AND POLICIES, INCLUDING THE DEFINITION OF “VENTURE ISSUER”
Thank you for the feedback!!
B.C. - BASED CRYPTO TRADING PLATFORM DEFRAUDED CUSTOMERS OF $13 MILLION
PMAC SUMMARY ON OSC NOTICE 33-756 – SUMMARY REPORT FOR DEALERS, ADVISERS AND INVESTMENT FUND MANAGERS 2023-2024
RONALD JAMES AITKENS SENTENCED TO FOUR YEARS IN JAIL FOR FRAUD AND MISLEADING STATEMENTS
SUPREME COURT CURBS REGULATORS’ ENFORCEMENT POWER