The Ontario Securities Commission’s compliance branch increased the number of regulatory actions it took in the past year — such ...
CN Editor
July 29, 2024
REP MUST REPAY RECRUITMENT BONUS, APPEAL COURT SAYS
COURTS MAKING LITTLE USE OF RESTITUTION ORDERS
QUANT TRADER ACCUSED OF STEALING CODE
BROKER FINED FOR UNAUTHORIZED ACCESS VIOLATIONS
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.