CIRO sanctioned Stifel Nicolaus Canada Inc. for failing to protect confidential information. Stifel admitted that it failed to en...
CN Editor
August 26, 2024
ALTERNATIVE TRADING SYSTEMS OPERATOR LIQUIDNET CHARGED WITH VIOLATIONS OF MARKET ACCESS RULE AND FOR FAILING TO PROTECT CONFIDENTIAL SUBSCRIBER TRADING INFORMATION
NEW CIRO MEMBER: SHAKEPAY INC.
COURTS MAKING LITTLE USE OF RESTITUTION ORDERS
CIRO OPENS GRANT PROGRAM TO ADVANCE INVESTOR EDUCATION AND PROTECTION
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.