The FCA has set out good practice and areas for improvement to help principal firms effectively monitor their Appointed Represent...
CN Editor
September 09, 2024
FCA CHARGES FIRST INDIVIDUAL WITH RUNNING A NETWORK OF ILLEGAL CRYPTO ATMS
FIRMS GET MORE TIME FOR FCA GREENWASHING RULES
PWC FINED £15 MILLION FOR FAILING TO ALERT THE FCA TO SUSPECTED FRAUDULENT ACTIVITY AT LONDON CAPITAL & FINANCE PLC
FCA FINES FXTB FOR UNFAIR CUSTOMER TREAMENT PRACTICES
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B.C. - BASED CRYPTO TRADING PLATFORM DEFRAUDED CUSTOMERS OF $13 MILLION
RONALD JAMES AITKENS SENTENCED TO FOUR YEARS IN JAIL FOR FRAUD AND MISLEADING STATEMENTS
PMAC SUMMARY ON OSC NOTICE 33-756 – SUMMARY REPORT FOR DEALERS, ADVISERS AND INVESTMENT FUND MANAGERS 2023-2024
SUPREME COURT CURBS REGULATORS’ ENFORCEMENT POWER