CFTC ORDERS SWAP DEALER TO PAY $1.5 MILLION PENALTY FOR POSITION LIMIT VIOLATIONS, AND SUPERVISION AND POSITION LIMIT MONITORING FAILURES

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The Commodity Futures Trading Commission issued an order filing and settling charges against Merrill Lynch Commodities, Inc., bas...


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CFTCSwapsPosition LimitsFailure to Supervise

CN Editor

September 26, 2024

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