CIRO sanctioned Zahir Hussain Lehir (Lehir), a former dealing representatives with Shah Financial from Brampton, Ontario. CIRO fo...
CN Editor
November 07, 2024
CIRO SANCTIONS FORMER ASSANTE CAPITAL MANAGEMENT REP FROM VANCOUVER, BC
CIRO SANCTIONS FORMER PFSL INVESTMENTS CANADA LTD REP FROM CALGARY, ALBERTA
CIRO SANCTIONS FORMER INVESTORS GROUP REP FROM WINNIPEG, MANITOBA
CIRO SANCTIONS FORMER STIFEL NICOLAUS CANADA REP FROM TORONTO, ON
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CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
EXEMPTIONS GRANTED BY CIRO IN 2023
CANADIAN SECURITIES REGULATORS EXPLORE STREAMLINING REGISTRATION DELEGATION TO THE CANADIAN INVESTMENT REGULATORY ORGANIZATION