The FCA has fined András Sebok, former chief supply chain officer at Wizz Air Holdings plc (Wizz Air), £123,500 for trading compa...
CN Editor
November 28, 2024
SEC CHARGES KIROMIC BIOPHARMA AND TWO FORMER C-SUITE EXECUTIVES WITH MISLEADING INVESTORS ABOUT STATUS OF FDA REVIEWS
FCA SEEKS FURTHER VIEWS ON ENFORCEMENT TRANSPARENCY PROPOSALS
CIRO SANCTIONS FORMER INVESTORS GROUP REP FROM WINNIPEG, MANITOBA
MBL FINED £13M FOR SERIOUS CONTROL FAILURES THAT ALLOWED TRADER TO CONCEAL OVER 400 FICTITIOUS TRADES
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CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
ONTARIO FIRM PAYS $60,000 FOR COMPLIANCE DEFICIENCIES
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
EXEMPTIONS GRANTED BY CIRO IN 2023