The Investment Funds Institute of Canada (IFIC) has responded to the Canadian Investment Regulatory Organization’s (CIRO) Request...
CN Editor
January 13, 2025
CIRO PROPOSES AMENDMENTS RESPECTING MANDATORY CLOSE-OUT REQUIREMENTS
TSX PROPOSES TRADING RULE REFORMS
RULE AMENDMENTS - REQUEST FOR COMMENTS - PROPOSAL TO HARMONIZE CIRO CONTINUING EDUCATION (CE) PROGRAMS
CANADIAN SECURITIES REGULATORS EXTEND COMMENT PERIODS FOR THE INVESTMENT FUND CONTINUOUS DISCLOSURE MODERNIZATION AND PRINCIPAL DISTRIBUTOR MODEL PROPOSALS
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CIRO SANCTIONS FORMER GRAVITAS SECURITIES INC. REP FROM TORONTO, ON
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
NEW CIRO MEMBER - NDAX CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.