The FCA has fined Mako Financial Markets Partnership LLP (Mako) £1,662,700 for failing to ensure it had effective systems and con...
CN Editor
February 19, 2025
SEC CHARGES INVESTMENT ADVISER AND TWO OFFICERS FOR MISUSE OF FUND AND PORTFOLIO COMPANY ASSETS
FINRA ORDERS ROBINHOOD FINANCIAL TO PAY $3.75 MILLION IN RESTITUTION TO CUSTOMERS; FINES ROBINHOOD FINANCIAL AND ROBINHOOD SECURITIES FOR ANTI-MONEY LAUNDERING, SUPERVISORY AND DISCLOSURE VIOLATIONS
FCA BANS FORMER CREDIT SUISSE EXECUTIVES FOLLOWING US CRIMINAL CONVICTIONS
GROWTH OF PRIVATE MARKETS REQUIRES CONTINUED FOCUS ON VALUATIONS
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