Withdrawing the amendments proposed in IIROC Notice 22-0009 Proposed Reporting, Internal Investigation and Client Complaint Requi...
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March 28, 2025
NEW WEBCAST: HIGHLIGHTS OF CIRO"S 2025 COMPLIANCE REPORT: HELPING DEALERS WITH COMPLIANCE
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - PUBLICATION OF SYLLABUS AND PRACTICE EXAMINATION - CANADIAN INVESTMENT REGULATORY EXAM (CIRE)
INVESTOR ALERT: ACC GLOBAL FINANCIAL INC. IMPERSONATION SCAM
CSA STAFF NOTICE 25-313 - 2024 ANNUAL ACTIVITIES REPORT ON THE OVERSIGHT OF CANADIAN INVESTMENT REGULATORY ORGANIZATION AND CANADIAN INVESTOR PROTECTION FUND
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BCSC ALLEGES WASH TRADING BY TORONTO SECURITIES LAWYER
CIRO RULE CONSOLIDATION PROJECT - PHASE 5
CIRO CYBERSECURITY SELF-ASSESSMENT TOOL FOR CIRO DEALER MEMBERS
WITHDRAWAL OF PROPOSED AMENDMENTS RESPECTING REPORTING, INTERNAL INVESTIGATION AND CLIENT COMPLAINT REQUIREMENTS