The Canadian Securities Administrators (CSA) is seeking feedback on proposed amendments to National Instrument 43-101 Standards o...
CN Editor
June 13, 2025
CANADIAN SECURITIES ADMINISTRATORS RELEASE 2024-2025 YEAR IN REVIEW
CONSULTATION ON LOSS CALCULATION FOR INVOLVING UNSUITABLY SOLD ILLIQUID EXEMPT MARKET SECURITIES - OBSI RESPONSE TO COMMENTS RECEIVED
CIRO PROPOSES NEW GUIDANCE FOR ORDER EXECUTION ONLY DEALERS
CSA APPOINTS NEW INVESTOR ADVISORY PANEL CHAIR AND VICE-CHAIR
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OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES