The Canadian Forum for Financial Markets – formerly the Investment Industry Association of Canada – writes in response to CIRO’s ...
CN Editor
July 01, 2025
CONSULTATION ON LOSS CALCULATION FOR INVOLVING UNSUITABLY SOLD ILLIQUID EXEMPT MARKET SECURITIES - OBSI RESPONSE TO COMMENTS RECEIVED
CIRO PROPOSES NEW GUIDANCE FOR ORDER EXECUTION ONLY DEALERS
INVESTOR ALERT: DOMINION PEAK FALSELY IMPLIES CIRO REGISTRATION
CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM CALGARY, AB
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OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES