The Canadian Investment Regulatory Organization has been informed that Worldsource Securities Inc. has changed its name to: World...
CN Editor
July 09, 2025
MX - ADMISSION OF APPROVED PARTICIPANT - INDEPENDENT TRADING GROUP (ITG) (#84)
CI FINANCIAL CORP. - CHANGE IN CONTROL
CANADIAN SECURITIES REGULATORS PUBLISH CIRO OVERSIGHT REVIEW REPORT
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - PUBLICATION OF SYLLABUS AND OTHER MATERIALS - EIGHT REMAINING EXAMS
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OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION