The Ontario Securities Commission (OSC) and the Canadian Investment Regulatory Organization (CIRO) have published their report; S...
CN Editor
July 10, 2025
CI FINANCIAL CORP. - CHANGE IN CONTROL
OSC PUBLISHES THE RIE DIVISION 2025 ANNUAL REPORT
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
CANADIAN SECURITIES REGULATORS PUBLISH CIRO OVERSIGHT REVIEW REPORT
Thank you for the feedback!!
OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES
CIRO MEMBER AMALGAMATION: IG WEALTH MANAGEMENT INC.