Banking giant Barclays Bank plc has been hit with £42 million in sanctions for failures in its controls to guard against financia...
CN Editor
July 21, 2025
THREE EXECS CHARGED IN ALLEGED SPAC SCHEME
THE FCA"S VISION FOR OPEN BANKING STANDARDS
MANULIFE TO ACQUIRE 75% OF COMVEST FOR $938M
FCA TO ENHANCE SUSTAINABILITY REPORTING
Thank you for the feedback!!
OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION