The U.K.’s Financial Conduct Authority (FCA) and the U.K. Financial Ombudsman Service are proposing a series of reforms to modern...
CN Editor
July 21, 2025
THREE EXECS CHARGED IN ALLEGED SPAC SCHEME
THE FCA"S VISION FOR OPEN BANKING STANDARDS
MANULIFE TO ACQUIRE 75% OF COMVEST FOR $938M
FCA TO ENHANCE SUSTAINABILITY REPORTING
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OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION