A former financial advisor who claimed that he was retiring more than a decade ago, after being suspended by the U.S. Financial I...
CN Editor
July 23, 2025
SEC DIVISION OF CORPORATION FINANCE ISSUES STAFF STATEMENT ON CERTAIN LIQUID STAKING ACTIVITIES
FCA FINES H2O DEPUTY CEO£1M AND BANS HIM FROM FINANCIAL SERVICES FOR DELIBERATELY MISLEADING FCA
SEC PERMITS IN-KIND CREATIONS AND REDEMPTIONS FOR CRYPTO ETPS
BCSC ALLEGES U.S. COMPANY BREACHED CEASE TRADE ORDER
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OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION